Brainscape's Knowledge GenomeTM

Browse over 1 million classes created by top students, professors, publishers, and experts.


See full index

You may prefer our related Brainscape-certified flashcards:
Series 65 flashcards

Wills Series 65

This class was created by Brainscape user Carl Ton. Visit their profile to learn more about the creator.

By: Carl Ton
Start Studying

Decks in this class (12)

Get Some
A mutual fund portfolio returned ...,
An investment adviser is not requ...,
If the yield curve is inverted i ...
93  cards
Get some more
1 a client buys a bat july 40 put...,
3 sam was having difficulty selli...,
4 stanley passes away leaving mos...
113  cards
GET SOME TRES
3 in a custodian account the resp...,
4 which of the following is true ...,
8 vera is an agent at dewey secur...
97  cards
Quattro
2 which of the following is not a...,
5 money market fund returns will ...,
6 in september tatum sells her st...
104  cards
Cinco
1 which of the following is not a...,
2 an employee quits her job where...,
3 which of the following is not a...
111  cards
Series 65 Terms & Definitions
Form 13f,
Form u 2,
Bankers acceptances
161  cards
65 Definitions Deux
Common stock,
Define statutory voting,
Define cumulative voting
122  cards
Latter Parts
State blue sky laws what when where,
Securities act of 1938,
Securities exchange act of 1934
90  cards
Testing Time
2 buy 200 shares of xyz at 35 sel...,
8 finra requires which of the fol...,
9 concerning minimum net worth re...
150  cards
Test Time 26th
1 when an agent of a broker deale...,
2 a us government bond quoted at ...,
4 a buy and hold approach to port...
260  cards
Readiness Exam #1
When is an investment adviser rep...,
An investor purchased 10 000 shar...,
An investor purchased 10 000 shar...
239  cards
Readiness Exam #2
Under labor department regulation...,
Under the uniform securities act ...,
If an adviser has custody of a cl...
168  cards

More about
Wills Series 65

  • Class purpose General learning

Learn faster with Brainscape on your web, iPhone, or Android device. Study Carl Ton's Wills Series 65 flashcards for their University of Arizona class now!

How studying works.

Brainscape's adaptive web mobile flashcards system will drill you on your weaknesses, using a pattern guaranteed to help you learn more in less time.

Learn more about spaced repetition

Add your own flashcards.

Either request "Edit" access from the author, or make a copy of the class to edit as your own. And you can always create a totally new class of your own too!

What's Brainscape anyway?

Brainscape is a digital flashcards platform where you can find, create, share, and study any subject on the planet.

We use an adaptive study algorithm that is proven to help you learn faster and remember longer....

Looking for something else?

Series 65
  • 6 decks
  • 895 flashcards
  • 1,986 learners
Decks: 1 Usa Broker Dealers Agents, 2 Investment Advisers Ethics, 3 Equity Fixed Income, And more!
Series 65
  • 7 decks
  • 392 flashcards
  • 3 learners
Decks: Chapter 1 Equity Securities, Chapter 2 Corporate And Municipal Debt S, Chapter 3 Government And Government Agen, And more!
Tutoring For 65
  • 11 decks
  • 715 flashcards
  • 1 learners
Decks: 3 20 2023, 3 27 2023, 4 3 2023, And more!
Find Flashcards
Make Flashcards
Brainscape helps you reach your goals faster, through stronger study habits.
© 2024 Bold Learning Solutions. Terms and Conditions