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trainee exam - you will pass <3

This class was created by Brainscape user reilly liotta. Visit their profile to learn more about the creator.

By: reilly liotta
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Decks in this class (16)

Pensions & ISA
What is the annual allowance 1,
How the does the annual allowance...,
At what level of income does it t...
24  cards
Portfolio
What are the rules for glce portf...,
Minimum market cap for model 2,
Minimum market cap for not covere...
58  cards
Business Support and Processes
What is the purpose of a w 8 ben 1,
To change the bank details of a t...,
What is a lfoa used for and at wh...
20  cards
Killik History, People and Brand
In what year was killik co founded 1,
Who did paul killik work for befo...,
Who are the current chiefs 3
16  cards
SILO
Blank 1,
What products does silo offer 2,
What are the 5 investment plans a...
18  cards
Tax, Trusts Wills
What is the form that has to be c...,
Annual personal tax allowance inc...,
Current rates of income tax on di...
17  cards
Compliance/Risk
What are your ongoing personal re...,
Name the regulation that covers d...,
What is the time limit for us to ...
15  cards
PMS/MM & Fund research
What are the minimum amounts requ...,
Which two overlays are available ...,
Sustainable pms 3
14  cards
Stockbroking
What are the fees for uk securiti...,
What are the fees for overseas se...,
What are the fees for uk gilts an...
4  cards
Wealth Planning
Blank 1,
Blank 2,
What are the fees for killik mana...
15  cards
Special Sits
What is it 1,
What is a secondary offering 2,
Special sits fees 3
11  cards
Funds
Name the four non equity investme...,
Name the one fund which is a buy ...,
If a client was looking for growt...
9  cards
IHT Service
What is the annual management fee...,
What is the minimum investment 2,
Trading fees 3
3  cards
Trading Services
What is the fee structure for cfd...,
What is the fee structure for opt...
2  cards
Cash
What are the new cash interest ru...,
Are there any foreign currency ru...,
When is this paid 3
3  cards
Ratios
Peg ratio 1,
Dividend yield 2,
Dividend cover 3
12  cards

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trainee exam - you will pass <3

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