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SQE ETHICS AND PROFESSIONAL CONDUCT

This class was created by Brainscape user shen shiki. Visit their profile to learn more about the creator.

By: shen shiki
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Decks in this class (9)

THE SEVEN MANDATORY PRINCIPLES
A solicitor must act,
2  cards
MAINTAINING TRUSTAND ACTING FAIRLY
Discrimination,
Disabled clients or employees,
Abuse of position
11  cards
DISPUTE RESOLUTION AND PROCEEDINGS BEFORE COURTS,TRIBUNALS, AND INQUIRIES
Mishandling evidence,
Compensating witnesses,
Respect for the court
3  cards
SERVICE AND COMPETENCE
Authorityto act for client,
Instructions from authorised pers...,
Where client s instructions canno...
7  cards
CLIENTMONEY AND ASSETS
Accounting for financial benefit,
Safeguarding money and assets,
Holding client money
3  cards
BUSINESS REQUIREMENTS
Referrals and introductionsyou mu...,
What is a prohibited referral fee,
Must demonstrate compliance
18  cards
CONFLICTS, CONFIDENTIALITY,AND DISCLOSURE
Two types of confictsthere are tw...,
Same or related matter,
General business interest
36  cards
CO-OPERATION AND ACCOUNTABILITY
Notifying sra of certain events s...,
Notifying sra of certain events f...,
Reporting actual and potentialbre...
8  cards
PROVIDING SERVICES TO THE PUBLIC
Most frms will choose to give the...,
Informing client of regulation,
Keeping client informed about the...
13  cards

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SQE ETHICS AND PROFESSIONAL CONDUCT

  • Class purpose General learning

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