Brainscape's Knowledge GenomeTM

Browse over 1 million classes created by top students, professors, publishers, and experts.


See full index

You may prefer our related Brainscape-certified flashcards:
Series 66 flashcards

Series 66 Final Exams

This class was created by Brainscape user Jeff Toone. Visit their profile to learn more about the creator.

By: Jeff Toone
Start Studying

Decks in this class (14)

Final Exam 11
If an investment adviser represen...,
What s a benefit to establishing ...,
In the formula pn p0 1 r n p0 rep...
66  cards
Final Exam 1
A client is interested in trading...,
Which of the following statements...,
Registration by coordination woul...
54  cards
Final Exam 2
All the following descriptions ar...,
According to the efficient market...,
Which of the following statements...
49  cards
Final Exam 3
Which two of the following choice...,
Which of the following statements...,
When is the internal rate of retu...
39  cards
Final Exam 4
Under the uniform securities act ...,
Which bonds would have the greate...,
Sally is self employed and has es...
39  cards
Final Exam 5
Under the uniform securities act ...,
Under the uniform securities act ...,
An equity indexed annuity is a ty...
36  cards
Greenlight 1
An investor is long 1 000 bushels...,
According to the uniform securiti...,
Portfolio a has a standard deviat...
32  cards
Final Exam 6
A client of an ia has over 20 of ...,
In which of the following situati...,
A wealthy married couple who are ...
43  cards
Final Exam 7
David has annual income of 482 00...,
If an advisory client is most con...,
A sector rotation strategy would ...
37  cards
Final Exam 8
A client is in the 35 tax bracket...,
A publicly traded corporation has...,
An investor is evaluating two dif...
36  cards
Final Exam 9
For a person to be eligible for a...,
Which of the following statements...,
Which of the following must be in...
37  cards
Final Exam 10
When is an ia or iar permitted to...,
If an investment increases in val...,
An iar has been sending unencrypt...
41  cards
Greenlight II
An investor has an account with a...,
Which two of the following factor...,
Under the uniform securities act ...
31  cards
Final Exam 11/1
Two bonds each have a coupon rate...,
A mother creates a trust and depo...,
Ten years ago a person invested 1...
14  cards

More about
Series 66 Final Exams

  • Class purpose General learning

Learn faster with Brainscape on your web, iPhone, or Android device. Study Jeff Toone's Series 66 Final Exams flashcards now!

How studying works.

Brainscape's adaptive web mobile flashcards system will drill you on your weaknesses, using a pattern guaranteed to help you learn more in less time.

Learn more about spaced repetition

Add your own flashcards.

Either request "Edit" access from the author, or make a copy of the class to edit as your own. And you can always create a totally new class of your own too!

What's Brainscape anyway?

Brainscape is a digital flashcards platform where you can find, create, share, and study any subject on the planet.

We use an adaptive study algorithm that is proven to help you learn faster and remember longer....

Looking for something else?

Series 66
  • 6 decks
  • 894 flashcards
  • 1,321 learners
Decks: 1 Usa Broker Dealers Agents, 2 Investment Advisers Ethics, 3 Equity Fixed Income, And more!
Series 66 Exam
  • 18 decks
  • 856 flashcards
  • 9 learners
Decks: Unit 2, Unit 3, Unit 4, And more!
Series 66
  • 16 decks
  • 226 flashcards
  • 1 learners
Decks: Unit 1 Types Characteristics Of Equity S, Unit 2 Types Characteristics Of Fixed In, Unit 3 Pooled Investments, And more!
Find Flashcards
Make Flashcards
Brainscape helps you reach your goals faster, through stronger study habits.
© 2024 Bold Learning Solutions. Terms and Conditions