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Securities Law

This class was created by Brainscape user Alex Wernsing. Visit their profile to learn more about the creator.

By: Alex Wernsing
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Decks in this class (17)

Class 11 Rule 10b-5
What are the elements of the caus...,
What jurisdictional element is re...,
When would a securities transacti...
15  cards
Class 12 Rule 10b-5
Affiliated ute citizens of utah v...,
Halliburton co v erica p john fun...,
What is a transfer agent 3
15  cards
Class 13 Rule 10b-5
We ve seen the courts expansion o...,
Is there an express cause of acti...,
What does the plsra added section...
30  cards
Class 14 Insider Trading
What is the information asymmetry...,
You have private info do you want...,
Investment incentives issue 3
20  cards
Class 1
Why regulate securities 1,
What is the basic definition of a...,
What are the types of securities 3
29  cards
Class 2
What is idiosyncratic risk 1,
If you want to reduce idiosyncrat...,
What does capm stand for 3
21  cards
Class 3/4
What is the leverage effect 1,
What are some costs of disclosure 2,
Materiality what is the law 3
22  cards
Class 5
Longman v food lion inc the total...,
Truth on the market defense 2,
Is this decision the same as the ...
11  cards
Class 6 Investment Contract
1933 act section 2 a 1 1,
Sec v w j howey co 2,
The howey case rejecting lower co...
13  cards
Class 7 defining securities
United housing foundation v forman 1,
Doesn t this resemble stock thoug...,
Avenue capital mangagement ii lp ...
10  cards
Class 8 Disclosure/accuracy
General policy of securities law 1,
Four arguments favoring disclosure 2,
What is a public company 3
12  cards
Class 9 FCPA
Who has jurisdiction over making ...,
Is jurisdiction limited to issuers 2,
Where is the fcpa located in legi...
14  cards
Class 10 10b-5
Can you sue under section 11 and ...,
Problems with class actions and p...,
Given the possibility that large ...
10  cards
Class 15 Insider Trading
How do insiders sell shares 1,
If insiders cant chose what days ...,
Who dont we want trading by 3
11  cards
Class 16 Insider Trading
0  cards
Class 17 Public Offerings
What is an underwriter 1,
What do underwriters do 2,
Why do underwriters need a reputa...
25  cards
Class 18 Public Offerings
Blank 1
1  cards

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Securities Law

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