This class was created by Brainscape user Delia Archer. Visit their profile to learn more about the creator.
By:
Delia Archer
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Decks in this class (26)
Letter A Vocabulary
An individual or institution that...,
Trading of securities that occurs...,
An order to buy or sell a stock t...
24
cards
Letter B Vocabulary
A fee or sales charge that is pai...,
An investment fund that combines ...,
A type of chart that uses rectang...
30
cards
Letter C Vocabulary
A financial contract giving the h...,
A bond that can be redeemed by th...,
A type of financial chart that di...
47
cards
Letter D Vocabulary
A private financial exchange wher...,
A purchase or sell order that wil...,
The practice of buying and sellin...
26
cards
Letter E Vocabulary
The removal of funds from a fixed...,
A company s profit divided by the...,
A quarterly or annual report of a...
24
cards
Letter F Vocabulary
The nominal or dollar value of a ...,
The estimated value of an asset o...,
A us government agency that insur...
31
cards
Letter G Vocabulary
A notable price difference betwee...,
The account where a life insuranc...,
A comprehensive record of all the...
21
cards
Letter H Vocabulary
A percentage discount applied to ...,
A stop order that will be execute...,
A list of securities that are not...
20
cards
Letter I Vocabulary
The estimated volatility of a sec...,
A mutual fund that focuses on gen...,
A financial statement that shows ...
29
cards
Letter J Vocabulary
A bond issued by the government o...,
A collection of goods or merchand...,
An account held by two or more in...
20
cards
Letter K Vocabulary
Not typically a financial term bu...,
In finance a measure of the sensi...,
A tax deferred retirement savings...
20
cards
Letter L Vocabulary
A mutual fund that invests primar...,
Stock from a company with a large...,
The use of borrowed funds or othe...
12
cards
Letter M Vocabulary
A fee charged by investment manag...,
A brokerage account that allows i...,
A demand from a broker to deposit...
22
cards
Letter N Vocabulary
Selling an option without owning ...,
Selling a security short without ...,
An electronic stock exchange know...
23
cards
Letter O Vocabulary
A quantity of stocks that is less...,
The price at which new shares are...,
An office of the us sec responsib...
24
cards
Letter P Vocabulary
The face value of a bond or stock...,
Earnings derived from a rental pr...,
An investment strategy that seeks...
21
cards
Letter Q Vocabulary
The time frame during which certa...,
Tax free withdrawals made from ce...,
Dividend payments subject to lowe...
21
cards
Letter R Vocabulary
The profit or loss on an investme...,
A company that owns operates or f...,
The return on an investment after...
19
cards
Letter S Vocabulary
The us government agency responsi...,
The market where investors buy an...,
An investment fund that focuses o...
24
cards
Letter T Vocabulary
A strategy that adjusts asset all...,
The pretax yield that a taxable b...,
A short term us government debt i...
22
cards
Letter U Vocabulary
An option that is sold without th...,
The financial instrument upon whi...,
A margin account that does not me...
19
cards
Letter V Vocabulary
The process of determining the cu...,
A measure of the potential loss i...,
The date on which counterparties ...
20
cards
Letter W Vocabulary
A derivative that gives the holde...,
The sale of a security at a loss ...
2
cards
Letter Y Vocabulary
A comparison of a statistic for o...,
The probability of a person of a ...,
A method of determining an invest...
11
cards
Letter Z Vocabulary
A portfolio constructed to have n...,
A situation in which nominal inte...,
A transaction executed at a price...
10
cards
More about
Securities Industry Essentials
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