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Occupational specialism

This class was created by Brainscape user chloe blackmore. Visit their profile to learn more about the creator.

By: chloe blackmore
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Decks in this class (13)

Legal And Regulatory Framework
What is fsma 2000 1,
What does fsa stand for 2,
What is the role of fca 3
8  cards
Anti Money Laundering
What does poca prohibit 1,
What are the 3 stages of money la...,
What is the role of an mlro 3
6  cards
Client Confidentiality & GDPR
What does the data protection act...,
What are the key practices of the...
2  cards
Professionalism And Speaking Up
What is professionalism 1,
What is a speaking up culture 2,
What are the client types accordi...
5  cards
Ethics And Conflicts Of Interest
What are the types of market abuse 1,
What does cass protect 2,
What do disclosure rules require 3
8  cards
Investment Banking: Products And Services
What are exchanges 1,
What are dark pools 2,
What is the primary market 3
14  cards
Asset And Wealth Management
What is asset management 1,
What is wealth management 2,
What is active investing 3
22  cards
Risk Management In Investment Banking And Wealth Management
What is risk 1,
What is return 2,
What is the relationship between ...
20  cards
Why Do Investment Firms Carry Out Research
Why is it important to understand...,
What is the benefit of understand...,
Why is it important to know the c...
10  cards
How Is Research Carried Out
What types of sources should be u...,
What should you check to ensure d...,
How can you check the accuracy of...
5  cards
Sources Used In Research
What are some sources used in res...,
What is companies house 2,
What does the london stock exchan...
9  cards
Data Sets Used in Research
What data set is used to analyze ...,
What financial metrics are includ...,
What data set evaluates the succe...
10  cards
Investment Products
Equities stocks risk return 1,
Equities stocks pros 2,
Equities stocks cons 3
33  cards

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Occupational specialism

  • Class purpose General learning

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