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SIE Exam flashcards

Introduction to Securities and Investments

This class was created by Brainscape user Ebrima Jallow. Visit their profile to learn more about the creator.

By: Ebrima Jallow
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Decks in this class (10)

Chapter 1: Financial Markets
What is the financial services se...,
What are the top 3 global financi...,
What is the function of the retai...
12  cards
Chapter 2: The Economic Environment
What types of economies are there,
What are open economies,
What are the macro economic objec...
7  cards
Chapter 3: Equities
How is a company formed,
What is the difference between a ...,
What does plc mean
57  cards
Chapter 4: Bonds
What are the characteristics of a...,
What is the terminology relating ...,
What is the general convention in...
32  cards
Chapter 5: Other Markets and Investments
What do cash deposits comprise of,
What are the main characteristics...,
What are the different types of c...
43  cards
Chapter 6: Derivatives
What does derivatives trading tak...,
What is a derivative,
What are derivatives used for
99  cards
Chapter 8: Financial Services and Professional Integrity
What is the need for regualtion,
What is the main purpose of regul...,
What was the act that resulted in...
39  cards
Chapter 9: Taxation, Investment wrappers and Trusts
What is the meaning of domicile,
What does an individual s residen...,
What determines if someone pays t...
28  cards
Chapter 10: Other Financial Products
What is an overdraft,
What are the different types of o...,
How does a credit card work
18  cards
Chapter 11: Financial Advice
What is involved in accidnt and s...,
What is medical insurance,
What is long term care cover
38  cards

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Introduction to Securities and Investments

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