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sami Cochrane
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Decks in this class (11)
Chapter 1
What is the role of a financial m...,
How can an individual lend 2,
What is conscious savings 3
145
cards
Chapter 2
What is an authorised person 1,
What is an approved person 2,
What are the 2 different types of...
128
cards
Chapter 3
Who does the cobs rule directly a...,
Who do the cobs rules indirectly ...,
What does indirectly mean 3
160
cards
Chapter 4
Who is an eligible complainant 1,
What must internal complaints pro...,
When must a firm send a complaint...
34
cards
Chapter 5
What act defined money laundering...,
What is money laundering 2,
What is a predicate crime 3
92
cards
Chapter 6
What is floatation 1,
What is on ipo 2,
What is an introduction 3
96
cards
Chapter 7
What are the 2 different types of...,
What are the categories for an in...,
High net worth individual require...
66
cards
Chapter 8
Which funds aim to maximise retur...,
Which funds aim to meet liablities 2,
What type of investment do funds ...
78
cards
Chapter 9
What rights do ordinary give shar...,
What rights do preference shares ...,
What do derivatives derive their ...
117
cards
Chapter 10
Who does the tax year apply to 1,
Who does the financial year apply...,
What is the tax year also known as 3
134
cards
Need to know
What are the statutory objectives...,
What can the fca not do 2,
What is the fca s approach to reg...
46
cards
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IMC Unit 1
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