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Ethique en Finance

This class was created by Brainscape user Moncef Ayoun. Visit their profile to learn more about the creator.

By: Moncef Ayoun
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Decks in this class (11)

Seance 2: Encadrement Legal et Reglementaire
Quest ce que lamf et quel est son...,
Quest ce que locrcvm et quel est ...,
Comment se deroule le processus d...
5  cards
Seance 3: Devoirs du Conseiller en Placement
Quest ce quun conseiller en place...,
Quels sont les roles du conseille...,
Quest ce que la regle de convenan...
5  cards
Seance 4: Inscription
Pourquoi quels sont les objectifs...,
Quelles sont les 5 categories de ...,
Quelles sont les categories de pe...
4  cards
Seance 5: Opérations
Ou figure la kyc rule et quelle e...,
Quest ce quun ordre non solicite,
Regles a suivre lors de louvertur...
9  cards
Seance 6: Pratiques Commerciales
Quest ce que le churning,
Quest ce que le trafiquage,
Quest ce que le tuyautage
9  cards
Seance 7: Delit d'Initie
Quels sont les arguments pour et ...,
Quest ce que lobligation dinforma...,
Quest ce quune information materi...
7  cards
Seance 8: Appel Publique à l'Épargne
Quest ce que la liquidite dun titre,
Quest ce quun prospectus,
Quest ce quun backdoor listing
12  cards
Seance 9: Obligations d'Information Continue
Quest ce que linformation continu...,
Quest ce que linformation occasio...,
Quest ce quun changement important
11  cards
Seance 12: Appel Publique à l'Epargne
0  cards
Seance 11: Offre Publique d'Achat
Quest ce quune opa,
Quelles sont les 3 dispositifs de...,
Quelles sont les documents envoye...
8  cards
Seance 10: Analyse Financiere
Quest ce que le metier danalyste ...,
Quest ce quun excellent analyste ...,
Quels sont les probleme quant aux...
5  cards

More about
Ethique en Finance

  • Class purpose General learning

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