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Steve P
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Decks in this class (15)
13 - F & T Analysis
Fundamental analysis looks at wha...,
What are the four ways of classif...,
What are the four stages of growt...
32
cards
15 - Portfolio Approach
What is the formula for rate of r...,
What is ex ante vs ex post,
What are seven types of risk in t...
13
cards
14 -Company Analysis
What 3 items are analyzed in the ...,
What does the statement of financ...,
How is a trend analyzed
13
cards
16 - Portfolio Mgmt
What 5 types of securities make u...,
What are 5 fixed income securities,
What asset class do derivatives f...
29
cards
17 - Managed & Structured
What two types of account structu...,
A structured product is active or...,
What types of products are consid...
25
cards
18 - Mutual Fund Struct/Reg
What is a mutual fund s offering ...,
What are the advantages of mutual...,
Where can you obtain reports abou...
26
cards
19 - M.Fund Types/Features
What do cash equivalent funds con...,
What are the four main groups of ...,
How do cash equivalent funds pay ...
19
cards
20 - Segregated & Insurance
Who can sell segregated funds,
Who regulates segregated funds,
What are investors of a segregate...
15
cards
21 - Hedge Funds
What is an offering memorandum,
What are 10 ways that hedge funds...,
What are the requirements for bei...
23
cards
22 - Exchange Listed Managed
What type of closed end funds hav...,
How do you buy or sell a closed e...,
What are some advantages of close...
13
cards
23 - Fee-Based Accts
What type of account has a licens...,
What are 4 reasons for the shift ...,
What are 5 disadvantages of fee b...
16
cards
24 - Structured Products
What are the 3 main types of ppns,
What are the five main types of s...,
What are maturity terms for index...
28
cards
25 - Canadian Taxation
What is the max of weeks in a cor...,
Which two provinces collect incom...,
What are the four steps calculati...
36
cards
26 - Working with Retail Client
What are the 6 steps of the finan...,
What are the four objectives of a...,
What 3 key pieces of info does an...
11
cards
27 - Working with Institutional
When is the kyc rule less strict,
What 7 groups are classified as i...,
What does iiroc rule 2700 require
7
cards
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CSC 2
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