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CQIB - Chapter 3 - The Regulatory and Legal Framework

This class was created by Brainscape user Donald Helds. Visit their profile to learn more about the creator.

By: Donald Helds
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Decks in this class (6)

Unit 1 - Australian Regulatory Framework
- Recall the Australian Financial services regulators. - Discuss the responsibilities of the Reserve Bank of Australia (RBA). - Examine the RBA's role in promoting financial stability. - Identify the key components of the Australian payments system.
48  cards
Unit 2 - Legislation and Regulators (Part 1)
What are two important legislatio...,
What does asic aim to do,
How does asic achieve its aims
56  cards
Unit 3 - Legislation and Regulators (Part 2 of 2)
What is austrac,
What does austrac have regulatory...,
Who does austrac oversee
41  cards
Unit 4: International Regulatory Bodies
What is the basel committee on ba...,
What is the basel committee s man...,
Who represents australia in the
27  cards
Unit 5: Other Legal Obligations
When is a relationship between ba...,
What are the two important relati...,
What is an example of a principal...
19  cards
Unit 6: Business Structures and Corporate Governance
What are the four business struct...,
What is a sole trader and what ar...,
What is a parntership and what ar...
15  cards

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CQIB - Chapter 3 - The Regulatory and Legal Framework

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