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SIE Exam flashcards

CISI - Introuduction to Securities & Investments

This class was created by Brainscape user Ethan Hartwell. Visit their profile to learn more about the creator.

By: Ethan Hartwell
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Decks in this class (10)

Chapter 3:Equities
What are the constitutional docum...,
When a shareholder appoints someo...,
What are the features of a cumula...
10  cards
Chapter 4: Bonds
4 treasury gilt is an example of ...,
Which type of government bond wou...,
What is the function of a call pr...
10  cards
Chapter 5: Other markets & Investments
What is the maximum amount of com...,
Economic theory holds that money ...,
How is the return on a treasury b...
5  cards
Chapter 6: Derivatives
What are the main investment uses...,
What is the key difference betwee...,
What is the position of a seller ...
10  cards
Chapter 7: Investmemt Funfs
How can the pooling of funds via ...,
What is an investment management ...,
Why would a european investment f...
9  cards
Chapter 8: Financial Services Regulation and Professional Integrity
What is the rational behind the c...,
What are the fcas 11 principles f...,
What are the 3 stages of the mone...
11  cards
Chapter 9: Taxation, Investment Wrappers and Trusts
What rates of tax will be paid on...,
What assets are liable to cgt,
When does a liability to cgt arise
8  cards
Chapter 10: Other financial products
When can a lender repossess the s...,
How can the interest rates on dif...,
An individual took out a 2nd mort...
8  cards
Chapter 11: Financial Advice
What advantages can be expected w...,
What are examples of good debts a...,
Which types of protection should ...
10  cards
Glossary
Active management,
Additional rate of income tax,
Aim
19  cards

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CISI - Introuduction to Securities & Investments

  • Class purpose General learning

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SIE Exam
  • 14 decks
  • 1,499 flashcards
  • 11,646 learners
Decks: Equity Securities, Debt Securities, Types Of Bonds, And more!
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