This class was created by Brainscape user Craig Robertson. Visit their profile to learn more about the creator.
By:
Craig Robertson
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Decks in this class (13)
Financial industry overview
Term financial services and marke...,
Q what is the role of the bank of...,
Term twin peaks model 3
51
cards
Regulation and the FCA
Q what is the fca s statutory obj...,
Term fca operational objectives 2,
Q what is the role of the pra in ...
50
cards
Legal Concepts
Q what are the essential elements...,
Term capacity 2,
Q what is consideration in contra...
50
cards
Ethical and Unethical Behaviour
Q what is ethics in the context o...,
Term integrity 2,
Q what are the core ethical value...
50
cards
The Advice Process
Q what are the five main stages o...,
Term fact find 2,
Q why is establishing rapport wit...
50
cards
Legal concepts
Q what are the three essential el...,
Term capacity to contract 2,
Q what is a power of attorney 3
25
cards
Q: What are the three main types of personal tax in the UK?
Q what are the three main types o...,
Term personal allowance 2,
Q what is the current standard pe...
25
cards
State Benefits
Q what is the main state benefit ...,
Term statutory sick pay ssp 2,
Q what are the current ssp eligib...
10
cards
Protection insurance principles
Q what is the purpose of life ass...,
Term term assurance 2,
Q what s the difference between l...
15
cards
Pensions
Q what is auto enrolment 1,
Term defined contribution pension 2,
Q what is a defined benefit pensi...
15
cards
Business and Structures
Q what are the four main types of...,
Term limited company 2,
Q what s a key financial liabilit...
15
cards
Investment principles
Q what is diversification in inve...,
Term risk tolerance 2,
Q what is the relationship betwee...
21
cards
Regulators' responsibility & regulatory approach
Q what is the role of the financi...,
Term prudential regulation author...,
Q which act established the fca a...
25
cards
More about
CII - R01
- Class purpose General learning
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