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CFP 1 Principles

This class was created by Brainscape user Carsten Hood. Visit their profile to learn more about the creator.

By: Carsten Hood
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Decks in this class (13)

1 CFP Ethics & Standards
Cfp code of ethics 1,
Fiduciary duty 2,
Duties owed to clients 3
15  cards
1 The 15 Standards of Conduct "Duties Owed to Clients"
Fiduciary duty 1,
Integrity 2,
Competence 3
15  cards
1 The 7 Practice Standards of the Financial Planning Process
Financial planning step 1 1,
Financial planning step 2 2,
Financial planning step 3 3
7  cards
1 CFP Discipline
What are the 3 categories of adve...,
Whom do the fitness standards app...,
How do crimes affect eligibility 3
21  cards
1 CFP How Specific Adverse Conduct Affects Eligibility
Felony conviction for non violent...,
Felony conviction for violent cri...,
Felony conviction for murder 3
16  cards
1 General Economics
Which law indicates that supply f...,
Phases of the business cycle 2,
Gdp unemployment during an expans...
22  cards
1 General Financial Principles
What value does a statement of fi...,
Flow of terminology from revenue ...,
How big should emergency fund be 3
14  cards
1 Financial Ratios (1.54)
Current ratio 1,
Quick ratio 2,
Working capital 3
23  cards
1 Bankruptcy Laws (1.66)
What is chapter 7 bankruptcy 1,
Who can file chapter 7 bankruptcy 2,
Eligibility requirements of chapt...
27  cards
1 Federal Securities Legislation (1.Appx)
Securities act of 1933 1,
Glass steagall act of 1933 2,
Securities exchange act of 1934 3
12  cards
1 Consumer Credit Protection Laws
Consumer credit protection act 1,
Equal credit opportunity act 2,
Fair credit reporting act 3
5  cards
1 Education Funding
Steps to calc savings needed for ...,
529s contribs distribs 2,
Superfunding 529s 3
18  cards
1 Homeowners Insurance
Coinsurance clause in 1,
Ho 02 2,
Ho 03 3
13  cards

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CFP 1 Principles

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