This class was created by Brainscape user Meg Thomas. Visit their profile to learn more about the creator.
By:
Meg Thomas
- decks
- flashcards
- learners
Decks in this class (26)
topic 1 - intro to financial service industry
Inflation,
Financial intermediary,
Disintermediation
22
cards
topic 2 - economic policy and financial regulation
Inflation,
Disinflation,
Deflation
31
cards
topic 3 - uk taxation 1
Tax legislation,
Residence,
Reciprocal tax treaties
10
cards
topic 4 - uk taxation 2
Capital gains tax,
Cgt not payable on,
When is cgt paid
17
cards
topic 5 - state benefits & hmrc tax credits
Universal credit,
Benefits outside of universal credit,
New style jsa
6
cards
topic 6 - direct investments
Offshore accounts,
State two reasons why offshore ba...,
Coupon
17
cards
topic 7 - other direct investments
What are equities,
Factors affecting share prices,
The main market
22
cards
topic 8 - collective investment schemes
Forms of collective investment ve...,
Advantages of collective investments,
Actively managed funds
37
cards
topic 9 - tax wrappers
Subscription limits,
Additional permitted subscriptions,
Tax reliefs
5
cards
topic 10 - pension products
Defined benefit schemes,
O defined contribution schemes,
Pension fund taxation
23
cards
topic 11 - life assurance
Term assurance,
Key features of term assurance,
Level term assurance
22
cards
topic 12 - health & general insurance
Critical illness cover,
Income protection insurance,
Accident sickness and unemploymen...
9
cards
topic 13 - secured & unsecured loans
Secured lending,
Mortgage indemnity guarantees mig,
Covenants
25
cards
topic 14 - understanding & satisfying customer needs
Proactive servicing,
Reactive servicing,
Factors that an adviser might tak...
7
cards
topic 15 - the main advice areas
Death of key employee business pr...,
Automatic accrual method,
Buy and sell method
6
cards
topic 16 - key legal concepts
What is a legal person,
Sole traders,
Memorandum and articles of associ...
19
cards
topic 17 - the fcas aims and activities
The financial crisis of 2007 09,
The financial policy committee frc,
The prudential regulation authori...
10
cards
topic 18 - regulating firms & individuals
The general prohibition,
Senior manager regime smr,
Certification regime cr
10
cards
topic 19 - prudential supervision
International prudential regulation,
The basel committee on banking su...,
Capital adequacy
16
cards
topic 20 - conduct of business requirements 1
Eligible counterparties,
Professional clients,
Retail clients
13
cards
topic 21 - conduct of business requirements 2
A regulated mortgage is defined as,
Consumer buy to let,
A firm must keep a record of non ...
8
cards
topic 22 - consumer credit
The consumer credit act 2006,
Annual percentage rate apr,
Annual percentage rate of charge ...
16
cards
topic 23 - anti-money laundering
What is money laundering,
The national crime agency,
Financial action task force fatf
8
cards
topic 24 - other regulation affecting the advice process
A data processor is,
The maximum penalty for a crimina...,
The general data protection regul...
14
cards
topic 25 - consumer rights, complaints & compensation
Key consumer rights,
Consumer rights act 2015,
Alternative dispute resolution
17
cards
questions - mix of topics
Someone decided to invest in cumu...,
For what minimum period of time m...,
Under the fca senior managers reg...
46
cards
More about
Cemap
- Class purpose General learning
Learn faster with Brainscape on your web, iPhone, or Android device. Study Meg Thomas's Cemap flashcards now!
How studying works.
Brainscape's adaptive web mobile flashcards system will drill you on your weaknesses, using a pattern guaranteed to help you learn more in less time.
Add your own flashcards.
Either request "Edit" access from the author, or make a copy of the class to edit as your own. And you can always create a totally new class of your own too!
What's Brainscape anyway?
Brainscape is a digital flashcards platform where you can find, create, share, and study any subject on the planet.
We use an adaptive study algorithm that is proven to help you learn faster and remember longer....
