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Associate legislation and regulation

This class was created by Brainscape user Luke Harding. Visit their profile to learn more about the creator.

By: Luke Harding
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Decks in this class (5)

Section 1
Insider dealing,
Misleading statements and impress...,
Market abuse
33  cards
Section 2
Proceeds of crime act 2002,
The money laundering regulations ...,
Senior management arrangements sy...
28  cards
Section 3
Disclosure rules,
An interest in shares,
The uk takeover code
4  cards
Section 4
Scope of mifid,
Mifid covers these investments,
Mifid excludes these assets
4  cards
Section 5
Definition of a collective invest...,
Uk regulation of ciss by the fca,
Investment trust companies
7  cards

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Associate legislation and regulation

  • Class purpose General learning

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