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Kris Queen
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Decks in this class (23)
1.1 Equity Securities
The securities industry is fundam...,
When a company wants to raise mon...,
The more shares a company sells t...
14
cards
Chapter 3 Investment Companies, Life Insurance Products, And Other Packaged Securities
Investment company act of 1940,
Face amount certificates,
Unit investment trust
4
cards
2.14 Money market securities
Money market securities,
Commercial paper,
Bankers acceptance
8
cards
2.13 Municipal Bonds
Municipal bonds,
Cusip number,
What is a key feature of municipa...
18
cards
2.12 Asset-Backed And Mortgage- Backed Securities
Asset backed securities abs,
Mortgage backed security mbs,
Government sponsored enterprises ...
9
cards
2.11 U.S Treasury Securities
A primary dealer,
Treasury bill t bill,
Treasury note
6
cards
2.10 Other Types Of Bonds
Income bonds,
Zero coupon bond,
Zero coupons lock in what
35
cards
2.9 Types Of Unsecured Bonds
Unsecured bonds,
Debentures,
Income bond
11
cards
2.8 Types Of Secured Bonds
Secured bonds,
Mortgage bonds,
Equipment trust certificates etcs
4
cards
2.7 Interest Rates And Bond Prices
Market risk or interest rate risk,
Market risk is higher in long ter...,
Short term bonds typically pay lo...
8
cards
2.6 Types Of Yields
Nominal yield interest rate or co...,
Discount bond,
Premium bond
10
cards
2.5 Bond Certificates
What is the principal of the bond,
Par value is typically how much,
Bearer bonds or coupon bonds are
5
cards
2.4 Maturity Structure
Term bonds,
Serial bonds,
Balloon maturity
8
cards
Chapter 1 Practice Quiz
Which of the following would not ...,
A shareholder has 600 shares of a...,
Which of the following is not tru...
13
cards
2.3 The Bond Indenture
Bond indenture or trust indenture,
To issue a corporate bond and iss...,
The indenture must identify
5
cards
2.2 Bond Rating
Investment grade means a corporat...,
Bonds below investment grade may ...,
What are the several factors that...
3
cards
2.1 Debt Securities
Issuing death securities allows a...,
A company that issues bonds promi...,
The term or maturity of a bond ma...
8
cards
1.7 American Depository Receipts (ADRs)
American depository receipts adrs,
Currency risk,
Custodian banks
3
cards
1.6 Rights
Rights offering right issue,
When would a company have a right...,
Subscription rights
5
cards
1.5 Warrants
A warrant,
The cost to purchase a warrant on...,
Strike price
7
cards
1.4 Preferred Stock
Which kinds of preferred stock ar...,
Annual per share dividend is calc...,
Preferred stock acts more like a ...
36
cards
1.3 Common Stock
An equity investor can make money by,
Capital gain appreciation,
Dividends
40
cards
1.2 Important Definitions In The Securities Industry
Before a security can be traded i...,
In order to sell securities to th...,
What is a primary offering
39
cards
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Solomon SIE Exam Prep
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