draft AI Ethics & Guidelines Flashcards

1
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2
Q

What is the purpose of UNESCO’s Global AI Ethics and Governance Observatory?

A

The Observatory provides resources for policymakers, regulators, academics, and civil society to address ethical challenges in AI. It showcases countries’ readiness for ethical AI adoption and hosts the AI Ethics and Governance Lab to share research and practices.

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3
Q

What are the four core values in UNESCO’s Recommendation on AI Ethics?

A

The four values are:
o Respect for human rights and dignity.
o Fostering peaceful, just, and interconnected societies.
o Ensuring diversity and inclusiveness.
o Promoting environmental and ecosystem flourishing.

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4
Q

What is the Readiness Assessment Methodology (RAM)?

A

RAM is a tool designed to help countries assess their preparedness to implement the Recommendation on AI Ethics and to tailor UNESCO’s capacity-building support accordingly.

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5
Q

Explain the Ethical Impact Assessment (EIA) process.

A

EIA is a structured process that allows AI project teams to evaluate the societal impacts of AI systems in collaboration with affected communities. It identifies potential harms and suggests prevention strategies.

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6
Q

Why is gender equality emphasized in UNESCO’s AI ethics framework?

A

Gender equality ensures non-discriminatory algorithms, increases representation of women in AI, and reduces biases in AI development and deployment. Initiatives like Women4Ethical AI advocate for these goals.

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7
Q

What are some key principles in the Recommendation on AI Ethics?

A

Key principles include proportionality, safety, transparency, accountability, human oversight, sustainability, public awareness, and fairness.

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8
Q

What does the Business Council for Ethics of AI aim to achieve?

A

The Council, co-chaired by Microsoft and Telefónica, promotes ethical practices in AI development, strengthens technical capacities, implements Ethical Impact Assessments, and supports regional regulation development.

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9
Q

What is the significance of transparency and explainability in AI?

A

Transparency ensures AI systems are understandable and traceable, while explainability helps users and stakeholders comprehend AI decisions, balancing these goals with privacy and security.

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10
Q

How does UNESCO define AI in its Recommendation?

A

UNESCO broadly defines AI as systems capable of processing data in ways that resemble intelligent behavior. This flexible definition accommodates rapid technological advancements.

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11
Q

What are the potential risks of AI highlighted by UNESCO?

A

Risks include embedding biases, contributing to climate degradation, threatening human rights, and exacerbating inequalities that harm marginalized groups.

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12
Q

What role does public awareness play in AI ethics?

A

Public awareness ensures that citizens understand AI’s implications, promoting education, digital skills, and ethical literacy to foster responsible AI use and governance.

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13
Q

What does proportionality in AI ethics mean?

A

Proportionality ensures AI systems are used only for legitimate aims and do not cause unnecessary harm, with risks assessed and mitigated appropriately.

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14
Q

What are the three main characteristics of trustworthy AI as defined by the European Commission’s High-Level Expert Group?

A

Trustworthy AI should be:
1. Lawful - Complying with laws and regulations.
2. Ethical - Respecting ethical principles and values.
3. Robust - Secure, resilient, and socially aware.

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15
Q

What does human agency and oversight mean in the context of trustworthy AI?

A

Human agency and oversight ensure that AI systems empower individuals to make informed decisions and uphold their fundamental rights. Oversight mechanisms include human-in-the-loop, human-on-the-loop, and human-in-command approaches.

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16
Q

How can technical robustness and safety be achieved in AI systems?

A

AI systems should be resilient, secure, and reliable, with fallback mechanisms to address failures. They must minimize unintentional harm and be accurate, reliable, and reproducible.

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17
Q

Why is privacy and data governance important in AI ethics?

A

Privacy and data governance ensure full respect for data protection, data quality, integrity, and legitimate access. These measures uphold trust in AI systems.

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18
Q

How does transparency contribute to trustworthy AI?

A

Transparency involves making AI systems traceable and understandable. Stakeholders should receive explanations tailored to their needs, know they are interacting with AI, and be informed about the system’s capabilities and limitations.

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19
Q

What is the significance of diversity, non-discrimination, and fairness in AI systems?

A

These principles prevent unfair biases, ensure accessibility, promote diversity, and involve stakeholders throughout the AI lifecycle to avoid marginalization or discrimination.

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20
Q

How should AI systems support societal and environmental well-being?

A

AI should benefit humanity and future generations by being sustainable, environmentally friendly, and socially considerate of its broader impacts.

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21
Q

What mechanisms ensure accountability in AI systems?

A

Accountability requires auditability of algorithms, data, and design processes. Accessible redress mechanisms must also be in place, particularly for critical applications.

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22
Q

What is the purpose of the assessment list provided in the guidelines?

A

The assessment list helps verify whether AI systems meet the seven key requirements for trustworthiness outlined in the guidelines.

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23
Q

What oversight mechanisms are recommended for trustworthy AI?

A

Recommended oversight mechanisms include:
o Human-in-the-loop: Humans can intervene during AI operation.
o Human-on-the-loop: Humans monitor AI processes and outcomes.
o Human-in-command: Humans retain ultimate control over AI decisions.

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24
Q

How can AI systems avoid unfair biases?

A

By ensuring diverse and representative data, involving stakeholders, and making AI accessible to all, regardless of disabilities or other barriers.

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25
Q

What role does sustainability play in AI ethics?

A

AI should promote environmental friendliness, reduce ecological impacts, and consider the needs of future generations and other living beings.

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26
Q

How can AI systems foster public trust through transparency?

A

By ensuring traceability, providing clear explanations, and informing users about the AI system’s nature, capabilities, and limitations.

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27
Q

What is the primary consideration for computing professionals according to the ACM Code of Ethics?

A

The public good is the primary consideration.

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28
Q

What is the role of the ACM Code of Ethics?

A

To inspire and guide ethical conduct, ensure accountability, and serve as a basis for remediation in case of violations.

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29
Q

How does the Code address ethical dilemmas?

A

It encourages thoughtful consideration of fundamental principles, recognizing that multiple principles may apply differently to an issue.

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30
Q

What does “contributing to society and human well-being” entail?

A

Promoting human rights, minimizing harm, prioritizing marginalized groups, and supporting environmental sustainability.

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31
Q

How should computing professionals handle unintended harm?

A

They should mitigate or undo the harm to the extent possible and ensure systems are designed to minimize risks.

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32
Q

Why is honesty important in computing ethics?

A

Honesty builds trust and ensures transparency in professional practices and system capabilities.

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33
Q

What are examples of discriminatory behavior prohibited by the ACM Code?

A

Discrimination based on age, race, gender, religion, disability, or other inappropriate factors, as well as harassment and bullying.

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34
Q

How does the Code suggest addressing intellectual property?

A

By respecting copyrights, patents, and other protections, while encouraging public contributions where beneficial.

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35
Q

What are the responsibilities of computing professionals concerning privacy?

A

Use personal data responsibly, ensure transparency, obtain informed consent, and collect only the minimum necessary data.

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36
Q

When is it acceptable to disclose confidential information?

A

Only when it is ethically or legally justified, such as evidence of violations of laws or ethical codes.

37
Q

A software engineer discovers a security vulnerability in a public-facing system but their manager decides not to act. What should they do?

A

They should consider whistleblowing responsibly after assessing the situation to reduce potential harm, as per the principle of avoiding harm.

38
Q

An AI system being designed excludes a significant portion of the population due to accessibility issues. Which principle does this violate?

A

The principle of fairness and non-discrimination.

39
Q

A company wants to repurpose customer data collected for one project into another. What must they ensure?

A

They must obtain informed consent from users, ensure transparency, and respect privacy guidelines.

40
Q

How can computing professionals promote sustainability according to the ACM Code?

A

By designing systems that are environmentally friendly and consider the impact on future generations.

41
Q

An individual claims authorship of open-source code created by another developer. What principle is violated?

A

Respect for intellectual work and property.

42
Q

What must professionals ensure regarding the quality of their work?

A

They must deliver high-quality work to respect stakeholders and resist pressures to compromise quality

43
Q

Why is transparent communication important in professional work?

A

It ensures all stakeholders are informed about the project’s progress and potential impacts

44
Q

What are the components of professional competence?

A

Technical skills, social awareness, communication abilities, and ethical reasoning

45
Q

How can professionals maintain their competence over time?

A

Through ongoing education, attending conferences, and independent study

46
Q

When is it ethical to challenge a rule?

A

When the rule lacks moral basis or causes harm, and efforts to challenge it through appropriate channels have been made

47
Q

What should professionals consider if they violate a rule?

A

They must accept responsibility and weigh the potential consequences of their actions

48
Q

Why is professional review essential?

A

It ensures high-quality work by leveraging peer and stakeholder feedback at all stages

49
Q

What is the responsibility of a professional when reviewing others’ work?

A

To provide constructive and critical feedback

50
Q

What is a professional’s responsibility in evaluating systems?

A

To objectively identify risks, provide credible assessments, and recommend alternatives

51
Q

What should be done if a system’s risks cannot be reliably predicted?

A

The system should undergo frequent reassessment or not be deployed

52
Q

What should a professional do if they lack expertise for a task?

A

They must disclose this to the employer or client and suggest alternatives, such as additional training or involving a qualified individual

53
Q

Who decides whether a professional should take on a task outside their expertise?

A

The professional’s ethical judgment should guide the decision

54
Q

Why should professionals communicate technical knowledge to the public?

A

To foster awareness of computing’s impacts, limitations, and opportunities

55
Q

How should professionals address misleading information?

A

Respectfully and with clear, accurate information

56
Q

When is unauthorized access to systems ethically acceptable?

A

When it serves the public good, such as disrupting malicious systems, and precautions are taken to avoid harm

57
Q

Is a system being publicly accessible sufficient to imply authorization?

A

No, authorization must be explicitly given

58
Q

Why must security be a primary consideration in system design?

A

Because security breaches can cause harm to users and stakeholders

59
Q

How should professionals handle data breaches?

A

They should notify affected parties promptly and provide appropriate guidance and remediation

60
Q

What should be done if misuse or harm from a system is predictable and unavoidable?

A

The system should not be implemented

61
Q

A professional is asked to design a system beyond their expertise. What should they do?

A

Disclose their limitations, suggest acquiring additional training, or recommend involving a more qualified individual

62
Q

A company decides not to address known risks in a deployed system. What should a professional do?

A

Report the risks to the appropriate parties and ensure they are documented, following ethical guidelines

63
Q

An individual accesses a public database for research without explicit authorization. Is this ethical?

A

No, explicit authorization is required, even if the database is publicly accessible

64
Q

A security breach compromises user data. What actions should a professional take?

A

Notify affected parties promptly, ensure transparency, and provide clear remediation steps

65
Q

A professional identifies misleading information about a computing system in the media. What should they do?

A

Respectfully correct the misinformation with accurate, clear details

66
Q

What should be the central concern in all phases of computing work?

A

The public good, including the impacts on users, colleagues, and broader society

67
Q

How should the public good be incorporated into professional decisions?

A

By explicitly considering it during research, design, testing, deployment, and other stages

68
Q

What is the role of leaders in promoting social responsibility?

A

To encourage full participation in ethical practices, raise awareness, and reduce harm to society

69
Q

How can organizations promote ethical conduct?

A

By fostering attitudes and procedures that prioritize transparency, quality, and societal welfare

70
Q

How should leaders enhance the quality of working life?

A

By prioritizing accessibility, safety, psychological well-being, and professional development

71
Q

Why are ergonomic standards important?

A

To ensure a safe and efficient workplace that supports workers’ health and productivity

72
Q

What must leaders ensure about organizational policies?

A

That they reflect the principles of the ACM Code and are clearly communicated

73
Q

What actions should leaders take against unethical policies?

A

They should discourage, reform, or challenge them as ethically unacceptable

74
Q

What types of opportunities should leaders provide?

A

Training in technical skills, ethical practices, and understanding the complexities of computing systems

75
Q

Why is familiarity with system limitations important?

A

To enable professionals to anticipate risks, address errors, and responsibly manage complex systems

76
Q

Why should leaders take care when retiring or changing systems?

A

To minimize disruptions for users and support transitions to alternative systems

77
Q

What is the leader’s responsibility regarding legacy systems?

A

To explore alternatives and assist users in migrating or adapting to new solutions

78
Q

Why do leaders have added responsibilities for societal infrastructure systems?

A

Because these systems impact commerce, healthcare, education, and other critical areas of society

79
Q

How should leaders address system accessibility?

A

By establishing policies that ensure fair access, especially for historically excluded groups

80
Q

How can professionals contribute to the Code’s principles?

A

By adhering to them, addressing ethical breaches, and proposing improvements to the Code

81
Q

What should a professional do when they notice an ethical violation?

A

Take reasonable action to address the issue, including discussing it with those involved

82
Q

What is expected of ACM members regarding the Code?

A

They should encourage adherence and report violations to the ACM when necessary

83
Q

What might happen if a violation is reported to the ACM?

A

The ACM may take remedial action as outlined in its enforcement policy

84
Q

A leader is considering retiring a legacy system. What steps should they take?

A

Investigate alternatives, notify users of risks, and provide support for a smooth migration

85
Q

A system designed for healthcare becomes critical infrastructure. How should leaders respond?

A

Monitor the system’s integration, ensure fair access, and adapt ethical responsibilities as adoption evolves

86
Q

A professional notices their organization’s policy violates the Code. What should they do?

A

Raise the issue with the appropriate stakeholders and work toward reforming the policy

87
Q

An ACM member sees a colleague violate the Code. What should they consider doing?

A

Discuss the issue with the colleague and, if necessary, report the violation to the ACM

88
Q

A leader is implementing a new workplace policy. How can they ensure it aligns with the Code?

A

Articulate the policy clearly, ensure consistency with ethical principles, and reward compliance