Rules of Conduct Examples

Question 1

What is Rule 1?

Answer 1

Honesty and Integrity

Question 2

When have you acted in accordance with Rule 1?

Answer 2

Honesty - I am open and honest with clients regarding their fees and services
Integrity - I do not accepts gifts or payments

Question 3

What is Rule 2?

Answer 3

Competency and Necessary Expertise

Question 4

When have you acted in accordance with Rule 2?

Answer 4

Only undertake work I have the knowledge, skills and resources to do

Question 5

What is Rule 3?

Answer 5

Good-quality and diligent service

Question 6

When have you acted in accordance with Rule 3?

Answer 6

Understand client’s objectives

Question 7

What is Rule 4?

Answer 7

Respect and Diversity and Inclusion

Question 8

When have you acted in accordance with Rule 4?

Answer 8

Do not discriminate
Do not bully
Check supply chain does not involve modern slavery

Question 9

What is Rule 5?

Answer 9

Act in public interest and take responsibility to maintain confidence in profession

Question 10

When have you acted in accordance with Rule 5?

Answer 10

Question practise that doesn’t feel right